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Asset Management Compliance Manager

United KingdomHybridmid

Legal & ComplianceCompliance Specialist

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Quick Summary

Overview

Closing Date: 10th May, 2026 Salary and benefits: Up to £80,000 depending on experience plus an indicative bonus range of 16 - 32%, private medical cover, 38 days annual leave, excellent pension, 12x salary life assurance, career breaks, income protection, 3x volunteering days and much…

Key Responsibilities

We are looking for a Compliance Manager to join the Asset Management Compliance Advisory Team. The responsibility of the role is to provide advisory and technical support on all relevant UK and EU regulatory requirements pertaining to Private Market…

Technical Tools

Legal & ComplianceCompliance Specialist

Requirements

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What We Offer

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✓Act as a compliance partner to private markets teams, providing advice and guidance across the full investment lifecycle.

✓Support the development and enhancement of compliance frameworks in line with new products, strategies, and business initiatives inclusive of cross-border activity.

✓Advise on relevant UK and European regulatory requirements impacting private market activities.

✓Identify, deliver and support targeted compliance training to business stakeholders.

✓Contribute to the development and management of the suite of compliance policies and procedures in line with relevant legislative, regulatory requirements and best practice.

✓Review and advise on client facing materials and fund documentation

✓Conduct and contribute to ongoing monitoring and testing activities, helping identify and assess key compliance risks.

✓Prepare clear and concise reporting for senior stakeholders and governance forums.

✓Represent compliance in committees and working forums where required.

Essential

Experience within a compliance role in financial services, ideally with exposure to private markets such as private credit, infrastructure, real assets, or private debt.
Ability to understand and apply UK and EU regulations, especially FUND, SYSC, ESG and COBS relevant to Asset Management
Ability to build effective working relationships and provide practical, commercially aware compliance advice.
Strong analytical and problem-solving skills, with the ability to communicate complex regulatory topics clearly.
A collaborative approach, with a proactive and solutions-focused mindset.
High attention to detail and the ability to manage multiple priorities effectively.

Desirable

Relevant professional qualifications (e.g. compliance, legal, or financial services certifications).
Experience supporting real asset or property-related investment activities.
Demonstrated commitment to ongoing professional development within compliance or financial services.
AML/KYA exposure, but please note this is not a financial crime role.

We are committed to ensuring that everyone feels accepted and welcome applicants from all backgrounds. If your experience looks different from what we’ve advertised and you believe that you can bring value to the role, we’d love to hear from you.

If you require any adjustments to the recruitment process, please let us know so we can help you to be at your best.

We’re reviewing applications as they come in and may close this role before the closing date, so apply early to avoid missing out.

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