(Assistant-Senior) Business Financial Crime/ AML Compliance Manager, Corporate Financial Crime Compliance (CFC)

Responsible for business compliance, AML, sanctions compliance, anti-fraud and anti-bribery & corruption management within Corporate Financial Crime Compliance in Corporate Banking Integrated Risk Management. Key responsibilities include:

• →Carry out duties in accordance with the Bank’s management policies, operational procedures and regulatory requirements
• →Coordinate and oversee in relation to the AML, sanctions compliance, anti-fraud and anti-bribery & corruption activities across the Corporate Banking segment; conduct case-level quality assurance reviews and inspections to enhance quality and efficiency, and report to senior management on a regular basis.
• →Maintain close communication with front-line staff, compliance, FCC and other relevant units involved in compliance and operational processes.
• →Review and optimize relevant internal policies, guidelines and procedures to ensure effective implementation.
• →Keep abreast of applicable laws, regulations and codes of practice issued by local, Mainland China and overseas regulatory authorities; regularly review and update the Corporate Banking segment’s policies and operational guidelines accordingly.
• →In response to market developments and evolving regulatory requirements, provide recommendations on the division’s management framework, operating guidelines and implementation measures.
• →Prepare and deliver AML/CFT/ Sanctions/ Fraud/ Anti-bribery & corruption management related trainings
• →Properly and effectively complete all tasks assigned by senior management and team head.

• Bachelor degree holder or above with major in Banking and Finance, Law ,Business Administration or other related disciplines (Candidates with 10+ years of relevant banking experience may be considered on a case-by-case basis.)
• Relevant qualification in CAMS, AAMLP Core Level will be an advantage
• At least 10 years’ relevant experiences
• Good knowledge of the general banking operations and legal and regulatory context
• Familiarity with local financial institution business operations and related regulations and codes of practice is preferred.
• Proficient in Microsoft Office including Word, Excel and Power Point and Chinese word processing
• Team player, good presentation and communication skills and strong analytical mindset
• Data driven and good problem-solving skills
• Good command in both written and spoken English and Chinese, knowledge of Mandarin would be an advantage

If you are applying for in-scope position(s) under the Mandatory Reference Checking Scheme (i.e., A role carrying out regulated activities licensed by the IA, SFC & MPFA), you are required to undergo the Mandatory Reference Checking. Our responsible recruiter will inform you the details of the MRC process and the requirements in due course. For details, please click here.

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