Compliance Manager (New Products)

We have some very exciting plans in the wealth management and advice space. We’re looking for a motivated and creative Compliance Manager to help us shape and bring these product plans to life. We need the right knowledge in the team and the right regulatory permissions in place to launch innovative solutions that help our customers on their wealth building journey. You’ll have experience in working on regulatory permission applications, and have a background in wealth, advice and/or financial planning. You’ll be working closely with Commercial and Product teams to push customer-centric and innovative options that help our customers.

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  Shaping new propositions directly with the business, driving a compliant and innovative approach within new product offerings.

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  Working within regulatory requirements to write, review and challenge regulatory submissions such as business plans, policies and applications.

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  Reviewing and updating policies, monitoring and governance frameworks helping the business adapt procedures to new product requirements.

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  Building strong relationships with first line teams to ensure your guidance, challenge and oversight is relevant to the products and processes at Chip.

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  Seeking out knowledge of AI and technical innovations to support in your role and in product development and oversight processes.

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  Horizon scanning and reviewing PRA and FCA policy statements as well as FOS publications and market best practice to ensure we’re always learning from what’s happening in the market.

• Strong written skills and excellent attention to detail. Comfortable drafting regulator-ready documents with minimal support. Legal qualification highly desirable.

• Thorough experience in the investments and wealth space with clear knowledge of rules, restrictions and best practices.

• Solid knowledge of FCA Financial Advice rules including staying abreast of upcoming regulatory changes.

• Keen interest in innovation in the financial guidance and advice space include the use of AI and Large Language Models.

• Working knowledge of consumer financial promotions regulation including COBS and BCOBS rules is very beneficial.

Chip’s mission is to make your life wealthy

We're building the wealth super app of the future. An app to build your long-term wealth across savings, investments and pensions.

We use technology to break down barriers so users can invest like the ultra-wealthy, giving them one simple place to manage, grow and protect their wealth.

The Sunday Times listed Chip as the 6th fastest growing tech company in Britain… and we're not slowing down. Chip serves over 500,000 active customers and looks after over £6billion in assets. These customers trust us to build the most amazing product we can, so working at Chip comes with real purpose.

Chip is being built by a fast-growing team of designers, developers, customer service professionals, marketers, banking experts, and entrepreneurs. Our funding story though is a little different. Chip is one of the most crowd-funded businesses in Europe, having raised over £50m from 29,000 investors, over 9 years. Crowdfunding is in our DNA and only Brewdog has more investors than Chip.

To be the most personal digital wealth manager in the UK

Chip has a creative and diverse team of 180, from all different backgrounds and industries. We’re driven and passionate people, but no one takes themselves too seriously.

Don’t just take our word for it. We have a few awards under our belt, including Best Personal Finance App at the 2022, 2024 & 2025 British Bank Awards.

Be ACCOUNTABLE

Everything you do matters, Care about the end result, Challenge the norm, Disagree, yet commit to making it happen once a decision has been made, Do the best job possible

Be BOLD

Share our Ambition and do your bit to achieve it, Innovate: challenge the norm, break the mould and make it happen, Set goals that truly align with our mission, Do your best for our customers

Be COLLABORATIVE

Work cross-functionally - we win as a team, Build strong relationships based on trust, Treat others fairly and respectfully, Hold others to account, Be supportive and inclusive, Have fun together

We are passionate and committed to our people and go beyond the rhetoric of diversity and inclusion. You will be working in an inclusive environment and be encouraged to bring your whole self to work. We will do all that we can to help you successfully balance your work and home life. As a growing business we will encourage you to develop your professional and personal aspirations, enjoy new experiences, and learn from the talented people you will be working with. It’s talent that matters to us and we encourage applications from people irrespective of their gender, race, sexual orientation, religion, age, disability status or caring responsibilities.

Chip does not accept unsolicited CVs from recruiters or employment agencies in response to any of our live roles on our career page. Chip will not consider or agree to payment of any referral compensation or recruiter fee relating to these unsolicited CVs. Chip explicitly reserves the right to hire those candidate(s) without any financial obligation to the recruiter or agency. Any unsolicited CVs, including those submitted to hiring managers, are deemed to be the property of Chip.