AML Compliance Officer

Switzerland·Zürichmid

Legal & ComplianceCompliance Specialist

3 views0 saves0 applied

Technical Tools

Legal & ComplianceCompliance Specialist

~1 min read

→Support front employees (relationship manager) and Senior Management in AML topics
→Implement and supervise compliance to the Swiss anti-money laundering regulation and determine minimum standards for the bank
→Review and clarification of BIS client relationships
→Enforce AML standards and investigate unusual transactions
→Periodical reporting to Line and Senior Management
→Coordinate and cooperate with other Compliance departments within the Group
→Maintain a "Centre of Competence" for AML-topics within the bank
→Coordinate cases including contact to Authorities (FINMA, Money Laundering reporting office and prosecution) as well as analyze, review and monitor such cases
→Monitor complex cases
→Control pending AML-Alerts
→Subject matter expert for AML relevant directions and coordinate consultation procedures
→Conduct compliance trainings for prevention of Money Laundering within the bank and other units of the Group
→Analyze and risk-evaluate significant AML-cases
→First point of contact for revisions in the area of AML
→Lead and manage AML-projects when required
→Coordinate AML internal and external audits
→Responsible for AML-related topics (sanctions, transaction monitoring, PEP reviews, etc.)

~1 min read

Minimum 5 years experience in Private Banking Compliance
Minimum 3 years experience in AML Compliance in Private Banking
Knowledge of Latin American markets would be an asset
University degree in Law, Economics, or Compliance Degree (DAS or similar)
Very well versed in Data Analysis
Knowledge of Swiss AML regulatory framework applicable for Private Banking Compliance
Knowledge of financial products and regulatory requirements
Team player
Suits well in an international environment
Strong intercultural and interpersonal skills
Seeks to join a collaborative, dynamic international team and share experience to excel as a team
Exceptional communication skills
Very good interpersonal relationship