Compliance Associate

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OtherCompliance Associate

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Quick Summary

Overview

Your Team Responsibilities Support core compliance responsibilities, with a focus on ESG regulatory compliance support (UK and EU/ESMA requirements) and day-to-day compliance operations.

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OtherCompliance Associate

Responsibilities

~1 min read

Support core compliance responsibilities, with a focus on ESG regulatory compliance support (UK and EU/ESMA requirements) and day-to-day compliance operations.

→Support ongoing ESG regulatory compliance work, including monitoring and helping incorporate new UK and ESMA requirements into the firm's compliance framework
→Assist with compliance reviews, assessments, and monitoring activities
→Respond to employee questions on policies and procedures (acting as a point of contact alongside the compliance team)
→Maintain documentation and records to support audit/regulatory review readiness
→Assist with tracking regulatory deadlines and framework updates

Requirements

~1 min read

2–3 years of experience in compliance, regulatory, or auditing roles (financial services preferred)
Familiarity with ESG regulatory concepts a plus (UK/ESMA exposure ideal but not required)
Strong written and verbal communication skills
Ability to follow up effectively across different departments and communicate clearly with stakeholders at all levels
Detail-oriented, comfortable with documentation and process work
Ability to ramp up quickly and work independently on a temporary assignment

What We Offer

~2 min read

✓A culture of high performance and innovation where we experiment with new ideas and take responsibility for achieving results.

✓A global network of talented colleagues, who inspire, support, and share their expertise to innovate and deliver for our clients.

✓We actively nurture an environment that builds a sense of inclusion belonging and connection, including eight Employee Resource Groups. All Abilities, Asian Support Network, Black Leadership Network, Climate Action Network, Hola! MSCI, Pride & Allies, Women in Tech, and Women’s Leadership Forum.

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