Associate, Internal Audit

• Assist in planning and executing internal audit engagements across financial, operational, compliance, and
• Perform risk assessments, process walkthroughs, and design and operating effectiveness testing of controls
• Prepare high-quality audit documentation, including work papers, findings, and assist in drafting reports

• Assist in Identify and evaluate key risks and assess the adequacy and effectiveness of internal controls
• Highlight control gaps, root causes, and business impacts, and recommend practical improvements
• Proactively identify emerging risks and communicate them in a timely manner

• Partner with business, operations, and compliance teams across geographies
• Draft audit findings recommendations and demonstrate and discuss them with Audit lead within Internal Audit.
• Track and support remediation of audit findings to closure

Leverage data analytics and emerging AI-enabled tools to support audit execution and enhance insights. Analyze datasets to identify trends, exceptions, and control considerations, while applying professional skepticism and validating outputs. Remain mindful of AI-related risks, including data privacy, security, and output reliability.

• Perform the work on audit areas allocated and suggest efficiency in overall audit process.

Education:

•  Related certifications (CPA, CA, CIA or similar) preferred.

• Strong Internal Audit concept and technical skills, written and verbal communication skills, analytical, problem-solving, organizational, and interpersonal skills
• Experience with AI, data analytics and comfortable with manipulating large data sets.
• Enthusiastic/ self-motivated/ strong interest in learning/ effective under pressure and willing to take personal responsibility/accountability.

• Understanding of the operation of financial markets, financial instruments and strategies.
• 2 – 4 years of internal audit experience in the Financial Services Industry with an emphasis in the Investment Management industry.
• Subject matter expertise in auditing and enterprise risk management concepts (e.g., risk assessment/prioritization, process & internal controls, root cause analysis)

There is no set deadline to apply for this job opportunity. Applications will be accepted on an ongoing basis until the search is no longer active.