Quick Summary
• Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
- Lead the development and execution of a risk-based internal audit strategy aligned with CCUK’s regulatory obligations, operational priorities, and evolving risk landscape.
- Drive independent assurance across trading operations, technology, AML and financial crime controls, outsourcing arrangements, conduct risk, and regulatory compliance, helping the business scale with confidence.
- Shape the hybrid internal audit framework by combining internal capability with specialist co-sourced expertise, ensuring audit coverage remains scalable, credible, and proportionate to business risk.
- Partner with the Audit Committee, senior leadership, Compliance, Risk, and Finance teams to provide clear challenge, practical insight, and transparent reporting on material risks and control effectiveness.
- Ensure audit methodologies, working practices, and reporting standards remain aligned with FCA expectations, IIA standards, and broader industry best practice.
- Identify emerging risks across areas such as operational resilience, AI and model risk, digital assets, and platform technology, proactively adapting audit coverage as the business evolves.
- Oversee co-sourced audit providers by defining engagement standards, reviewing quality of delivery, and maintaining independence and consistency across all audit outputs.
- Monitor remediation progress for audit findings, driving accountability and timely resolution of control gaps across the organisation.
- Support major business initiatives, regulatory change programmes, and new product activity through independent review and constructive challenge before implementation.
- Build and develop a high-performing audit capability through coaching, hiring, succession planning, and knowledge-sharing across the wider group.
- Maintain strong governance, documentation, and evidence management practices to support regulatory scrutiny and Board-level oversight.
-
You have significant internal audit or assurance experience within a UK-regulated investment firm, broker, fintech, or financial services business.
-
You understand the UK regulatory environment deeply, including FCA requirements across MIFIDPRU, SYSC, COBS, Consumer Duty, AML/CTF, and operational resilience.
-
You have experience auditing trading platforms, technology environments, financial crime controls, outsourced providers, and customer outcomes within complex regulated businesses.
-
You are confident operating within hybrid or co-sourced audit models and understand how to maintain quality, independence, and accountability across multiple delivery channels.
-
You hold a recognised professional qualification such as CIA, ACA, ACCA, CPA, or CISA.
-
You can assess complex control environments, identify root causes, and translate findings into practical, commercially realistic recommendations.
-
You know how to prioritise risk effectively in fast-moving businesses where regulation, technology, and product development evolve simultaneously.
-
You are comfortable working through ambiguity and adapting audit approaches as new risks emerge.
-
You build credibility quickly with Boards, regulators, senior executives, and cross-functional stakeholders.
-
You communicate clearly and directly, balancing independence with constructive partnership.
-
You can challenge effectively while maintaining trust and alignment across the organisation.
-
You take ownership and operate with strong integrity, objectivity, and professional judgement.
-
You are proactive, resilient, and comfortable making decisions in a high-growth, highly regulated environment.
-
You bring curiosity and commercial awareness, with the ability to balance regulatory expectations against business realities.
-
You are motivated by building scalable, modern assurance functions that evolve alongside ambitious global businesses.
Location & Eligibility
Listing Details
- Posted
- May 28, 2026
- First seen
- May 28, 2026
- Last seen
- May 28, 2026
Posting Health
- Days active
- 0
- Repost count
- 0
- Trust Level
- 62%
- Scored at
- May 28, 2026
Signal breakdown
Please let Capital know you found this job on Jobera.
3 other jobs at Capital
View all →Explore open roles at Capital.
Similar Internal Audit jobs
View all →Browse Similar Jobs
Stay ahead of the market
Get the latest job openings, salary trends, and hiring insights delivered to your inbox every week.
No spam. Unsubscribe at any time.