Futures Commission Merchant (FCM) Clearing Support Analyst (VN3076)

The FCM Clearing Support provides operations clearing support for Futures & Options. The role covers all top day activity including allocations, Give Ups, Give Ins, and constant monitoring of trade activity to ensure everything is clearing correctly.

Marex has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights, and analytics.

• →Ensure all top day tasks are allocated, cleared, and accepted in a timely and efficient manner.
• →Daily monitoring and problem resolution of exchange clearing gateways and third-party clearer file imports.
• →Daily monitoring and problem resolution of downstream internal system feeds and process.
• →Collaborate with brokers, assisting with all queries and requirements.
• →Report any issues to back-office supervisor and clearing manager.
• →Ability to work closely with IT and trade support groups, advising of system issues daily.
• →Manage top day trade activity to reduce intraday margin calls.
• →Efficiently manage correspondence through group mailbox, as well as personal email.
• →Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges.
• →Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with.
• →Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values.
• →At all times complying with Marex’s Code of Conduct
• →To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility
• →To report any breaches of policy to Compliance and/ or your supervisor as required
• →To escalate risk events immediately
• →To provide input to risk management processes, as required.

• Demonstrates curiosity
• Resilient in a challenging, fast-paced environment
• Ability to take a high level of responsibility in a fast pace and high-volume environment
• Excels at building relationships, networking and influencing others
• Strategic collaborator with insight and agility, able to anticipate future challenges, ensuring operational effectiveness

• 3 to 6 years of clearing experience expected
• Knowledge of Ion’s XTP Back Office, Ateo LISA, and Teo Clearing software
• Strong familiarity with Microsoft Office
• Excellent verbal and written communication skills
• Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this

You must:

• Act with integrity
• Act with due skill, care and diligence
• Be open and cooperative with the FCA, the PRA and other regulators (where applicable)
• Pay due regard to the interests of customers and treat them fairly
• Observe proper standard of market conduct

Acting as a role model for the values of the Company: