Advisory Manager - KSA
Quick Summary
Design and oversee client risk-profiling and suitability assessment frameworks prior to issuing any advice.
Moomoo Arabia Capital is part of FUTU Group, a leading global digital brokerage and wealth management platform. As we deepen our presence in the Kingdom, we are building a local team to deliver world-class advisory services to clients in Saudi Arabia.
About the Role
~1 min readTo lead, design, and scale the organization's licensed advisory business line in Riyadh. Reporting to the CEO, this role is a foundational hire responsible for structuring client portfolio frameworks, overseeing suitability models, and building a high-performing advisory team. This position directs the advisory function, ensuring total compliance with market conduct and client protection rules.
Responsibilities
~1 min read- Suitability Frameworks: Design and oversee client risk-profiling and suitability assessment frameworks prior to issuing any advice.
- Portfolio Construction: Structure diversified asset allocation strategies and model portfolios, ensuring all guidance aligns with client risk boundaries.
- Disclosure Standards: Review and approve all advisory disclosure statements, fee structures, and conflict-of-interest logs.
- Policy Enforcement: Partner closely with Compliance and Risk teams to maintain a zero-breach environment across all advisory activities.
- Team Construction: Recruit, train, and manage a lean team of certified investment advisors as the business grows.
- Product Alignment: Work with regional product teams to localize the application's advisory, wealth tools, and market insight features for Saudi users.
- Client Engagement: Manage relationships with premium and High-Net-Worth (HNW) platform investors, providing macro market insights.
- Regulatory Representation: Act as the technical point of contact for the advisory business line during routine CMA inspections and audits.
Requirements
~1 min read- 7–10 years of relevant experience in Advisory and Capital Markets.
- 5+ years of people management experience.
- Has CME-1 A&B Certificate
- Prior experience at an asset management firm, wealth management platform, or investment bank (institutional coverage) strongly preferred
- Demonstrated working knowledge of advisory policies, procedures, KYC, suitability frameworks, and internal controls.
- Must meet the CMA’s fit-and-proper requirements.
- Fluency in Arabic and English is required
Nice to Have
~1 min read- Market Knowledge: Deep structural understanding of local & international investment.
- Fintech Mindset: Prior experience or strong comfort working within an app-based brokerage or advisory environment.
Location & Eligibility
Listing Details
- Posted
- August 6, 2026
- First seen
- September 29, 2026
- Last seen
- September 30, 2026
Posting Health
- Days active
- 0
- Repost count
- 0
- Trust Level
- 16%
- Scored at
- September 30, 2026
Signal breakdown
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