Compliance Associate(JP & CN)

China·Shanghaimid

OtherCompliance Associate

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Overview

Third Bridge is a leading global research firm established in 2007, with a team of over 1,500 employees worldwide dedicated to fueling decisions with expert insights .

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OtherCompliance Associate

Third Bridge is a leading global research firm established in 2007, with a team of over 1,500 employees worldwide dedicated to fueling decisions with expert insights. We accelerate and enhance decision-making for investors and business leaders by unearthing unique expert insights across multiple sectors, geographies, and topics.

For nearly 20 years, we’ve helped clients access knowledge on demand from experts, in-person and through our Library covering over 65,000 companies.

At Third Bridge, our Compliance framework is an integral part of our business and we are looking to hire a Compliance Associate dedicated to Third Bridge’s Content department to join our Compliance team in Shanghai.

Third Bridge content involves an array of interview formats with industry experts and transcripts of those interactions are made available to our clients through our portal. This is a fast-paced role with a focus on problem solving, attention to detail, stakeholder engagement and results to ensure that content is compliant with legislative and regulatory requirements, as well as with our internal policies.

Responsibilities

~1 min read

→Reviewing and approving the proposed subject matters of interviews and experts
→Reviewing and approving Chinese/Japanese interview transcripts, specifically to identify confidential information and any potentially inappropriate content
→Working with in-house analysts to finalize content for publication ensuring compliance with internal processes and procedures
→Answering day-to-day compliance queries from business units and clients
→Delivering compliance training to new and existing employees
→Working on ad-hoc projects as directed by management

We know that to be truly innovative, we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal opportunity employer. If you are not 100% sure if you are right for the role, please apply anyway, and we will be happy to consider your application.

Bilingual-English & Japanese language is mandatory (Japanese-Language Proficiency Test N1/N2 certificate holder is highly preferred)
Organized with excellent attention to detail for proofreading and identifying compliance issues
Ability to understand and interpret complex financial concepts from a compliance perspective
Ability to develop strong working relationships across the organization, working with all levels and all offices globally

Requirements

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Bachelor's Degree at least with 1- 3 years relevant experience in compliance or legal field
Previous compliance experience within financial services highly desirable but not essential

9am-6pm, Monday to Friday.